A Taxonomy of Unicorns and Aliens
By Danielle Madsen
They
stopped putting purple unicorns and green aliens on books spines years ago. My
public library, like most nowadays, shelves its fantasy and science fiction
collections together. The faded stickers
on the edges of books are the only thing which separate Isaac Asimov and Kim
Robinson from J.R.R. Tolkien and Anne McCaffrey. The circulation desks points
out that the colorful cover pages, with images of skyscrapers over desolate
landscapes or unicorns in forests, don’t leave much room for confusion. And, I
suppose, even the books with a less definite premise, psychic powers with a
genetic explanation or aliens with god-like powers, might not have been given
categorization I would have chosen.
Even
if fantasy and science fiction are treated as completely distinct, shelved in
different sections, the genres would still be divisible into categories. For fantasy
literature, this division is between high and low. But even within the genre,
creating sets still leads to trouble when stories use both the real world and a
fantastic one. In an overt display of stubbornness, these portal fantasies are
called either high or low — while Lewis Carroll’s Alice
in Wonderland is set
in a detached, high fantasy land, Neil Gaiman’s London Below depends on the
real world and thus gives Neverwhere
the classification of
low fantasy. The division is maintained because our ability to split the genre
down the middle distinguishes it from science fiction.
But
there’s no reason that science fiction couldn’t be similarly separated. Certainly
most science fiction would be written under the low half of the table, George Orwell’s
1984, Phillip Dick’s Do
Android’s Dream of Electric Sheep? , and Marget Atwood’s The
Handmaid’s Tale,
all tell stories about some dystopian version of all world. But there are
science fiction authors who create complex, imaginative worlds. One only has to
look toward Frank Herbert and his Dune Chronicles as proof. And even those elusive
portal fantasies have science fiction counterparts. After all, Robert Zelazny’s
characters from Lord
of Light reached their homeland by way of a spaceship, the Star of India.
But
this method of categorization wasn’t chosen for science fiction. Literary
analysts instead decided to graph in on a spectrum from hard to soft. But the
idea behind the continuum, that a hard sf novel would explain speed of light
space travel with elaborate (and only logical if skimmed) explanations of
general relativity and quantum theory while a soft sf would point towards the
warp button, is based more on the detail of explanations than on their
validity. After all, current theoretical physics doesn’t validate it any better
than engineering.
And
if we are instead interpreting the spectrum as a rating of the explanation’s
complexity, fantasy could be plotted alongside science fiction. Though George
Lucas’s Star Wars and Robin McKinley’s
The
Blue Sword would
be on the soft side of the scale because of the loose guidelines for the force
and kelar respectively, Star
Wars would be
harder with its explanations of mitochondria counts than The Blue Sword’s with its vague comments about magic coming from
the land. On the other side of the spectrum we could put series like J.K.
Rowling’s Harry
Potter which,
though completely unscientific, have elaborate rules governing magic.
Our
categorization methods, however useful, were ultimately arbitrary creations. So
another, equally arbitrary, method might be an effective method to graph both
genres. Following in the footsteps of Descartes, I’ll claim that if speculative
fiction is extension from reality, it can be plotted on a Cartesian plane. From
fantasy’s methods, the abscissa will be the stories world’s distinction from
our own. Then, from science fiction’s methods, the ordinate will be the logic
in the explanation for these differences.
Disclaimer:
Arrangement of green sf and purple fantasy novels is completely arbitrary.
As
we can categorize science fiction and fantasy by each other’s standards or by
of the combination of the two, it would not be logical to claim the genres are
distinct. And so maybe peeling off the stickers is the best choice. After all,
I wince every time I see the aliens below the titles of Star Wars spin-off novels. Just because the series was set in outer
space, doesn’t mean it wouldn’t have been better described by rearing,
periwinkle unicorns.
Danielle,
ReplyDeleteHuh. My library, growing up, had the green aliens and purple unicorns, too. Small world, especially when the various librarians are apparently all ordering from the same supply catalogues.
Your graph is interesting, especially insofar as it takes a cue from the hard/soft and low/high conceptual divides and does something different that admits of both genres. Well done, and well considered.
(Psst... It's ROGER Zelazny. And the godawful stuff in the SW 1-3 prequel movies that explain the presence of the Force are "midichlorians," not mitochondria. =P )
Best,
TT